{"id":4117,"date":"2026-01-12T01:23:40","date_gmt":"2026-01-12T01:23:40","guid":{"rendered":"https:\/\/bhatiabhola.com\/?p=4117"},"modified":"2026-01-12T01:23:41","modified_gmt":"2026-01-12T01:23:41","slug":"sebi-circular-dated-09-01-2026-review-of-framework-to-address-the-technical-glitches-in-stock-brokers-electronic-trading-systems","status":"publish","type":"post","link":"https:\/\/bhatiabhola.com\/index.php\/blog\/2026\/01\/12\/sebi-circular-dated-09-01-2026-review-of-framework-to-address-the-technical-glitches-in-stock-brokers-electronic-trading-systems\/","title":{"rendered":"SEBI Circular Dated 09\/01\/2026 &#8211; Review of Framework to address the \u2018technical glitches\u2019 in Stock Brokers Electronic Trading Systems\u00a0"},"content":{"rendered":"\n<p>The revised framework exclude smaller brokers, exempt glitches outside brokers\u2019 trading architecture or with negligible trading impact, and simplify reporting through extended timelines and a common reporting platform. Reporting time for glitches has been increased to two hours, and brokers must submit preliminary and root cause analysis reports within specified timelines. It rationalises technology requirements such as capacity planning, software testing, disaster recovery, and business continuity based on broker size and technology dependency. Financial disincentives have also been rationalised, excluding minor glitches or those affecting only one trading mode.\u00a0<\/p>\n\n\n\n<p><a href=\"https:\/\/www.sebi.gov.in\/legal\/circulars\/jan-2026\/review-of-framework-to-address-the-technical-glitches-in-stock-brokers-electronic-trading-systems_99006.html\"><em>(Link: SEBI Circular Dated 09\/01\/2026)<\/em><\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The revised framework exclude smaller brokers, exempt glitches outside brokers\u2019 trading architecture or with negligible trading impact, and simplify reporting [&hellip;]<\/p>\n","protected":false},"author":4,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"enabled":false},"version":2}},"categories":[52,57],"tags":[],"class_list":["post-4117","post","type-post","status-publish","format-standard","hentry","category-sebi","category-circulars-sebi"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.2 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEBI Circular Dated 09\/01\/2026 - Review of Framework to address the \u2018technical glitches\u2019 in Stock Brokers Electronic Trading Systems\u00a0 - Bhatia Bhola &amp; Associates LLP<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/bhatiabhola.com\/index.php\/blog\/2026\/01\/12\/sebi-circular-dated-09-01-2026-review-of-framework-to-address-the-technical-glitches-in-stock-brokers-electronic-trading-systems\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"SEBI Circular Dated 09\/01\/2026 - Review of Framework to address the \u2018technical glitches\u2019 in Stock Brokers Electronic Trading Systems\u00a0 - Bhatia Bhola &amp; Associates LLP\" \/>\n<meta property=\"og:description\" content=\"The revised framework exclude smaller brokers, exempt glitches outside brokers\u2019 trading architecture or with negligible trading impact, and simplify reporting [&hellip;]\" \/>\n<meta property=\"og:url\" content=\"https:\/\/bhatiabhola.com\/index.php\/blog\/2026\/01\/12\/sebi-circular-dated-09-01-2026-review-of-framework-to-address-the-technical-glitches-in-stock-brokers-electronic-trading-systems\/\" \/>\n<meta property=\"og:site_name\" content=\"Bhatia Bhola &amp; 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