SEBI Circulars

Extension of trading window closure to Immediate Relatives of Designated Persons: SEBI has extended the automated trading window closure mechanism to […]

SEBI constitutes High Level Committee on Conflict of Interest, Disclosures and related matters in respect of Members and Officials of

SIF Application and Investment Strategy Information Document (ISID) formats: The circular outline the application process and the format for the ISID

Clarification on Regulatory framework for Specialized Investment Funds (SIF): It has been decided that the rules concerning the maturity of securities

Increase in AUM for mandating additional disclosures by FPIs: The circular amends certain provisions regarding additional disclosure requirements for Foreign Portfolio

SEBI launches Document Number Verification System (DNVS): This system assigns a unique Outward Number to physical communications like letters and notices.

Standardized format for System and Network audit report of Market Infrastructure Institutions(MIIs):The standardized format, developed in consultation with SEBI’s Technology

Recognition and operationalization of Past Risk and Return Verification Agency (PaRRVA): This initiative aims to standardize the verification of past performance

Relaxation of provision of advance fee rules for Investment Advisers (IAs) and Research Analysts(RAs): SEBI has increased the permissible advance fee

Clarification on position of Compliance Officer in LODR Regulations:  The circular clarifying the position of Compliance Officers in listed entities, as