The amendments alter the requirements for deposits maintained by research analysts. It replaces Regulation 8(2), mandating that the form and […]
The notification amends Regulation 8, which deals with the deposits that investment advisers are required to maintain. It provides that the
The modified framework align the minimum unitholding and lock-in periods for sponsors and their groups with the requirements specified in
SEBI has abolished the transaction charges previously paid to Mutual Fund distributors. The rationale for the removal is the recognition
The circular mandate joint annual inspections of stock brokers and other market intermediaries by all Market Infrastructure Institutions (MIIs), including
The circular modify the procedure for handling requests for review, appeal, or waiver of penalties within Market Infrastructure Institutions (MIIs),
The key suggestions include allowing IAs and RAs to share certified past performance data with clients on a one- to-one
The key proposal is to introduce an activity-based regulation that would split the oversight of RTAs. Under this new framework,
It propose amendments to the LODR Regulations, concerning Related Party Transactions (RPTs). The key changes include a new scale- based
It proposes a separate category of Alternative Investment Fund (AIF) schemes exclusively for Accredited Investors (AI). This initiative is a
