The paper proposes removing rule-based disqualifications triggered merely by the pendency of criminal complaints or charge sheets, relying instead on […]
The paper proposes to define and operationalise the concept of ‘Significant Indices’. Under the proposal, an index will be classified
The paper propose to permit netting of funds for cash market transactions by Foreign Portfolio Investors (FPIs) to improve operational
The key proposals include centralising and sharing supplementary KYC information at the KRA level, mandating periodic KYC reviews every five
Currently, circular dated May 2024 permits sharing of price data for education with a one-day lag, while the circular dated
The proposals ai at simplification of regulatory requirements, consolidation of circulars and improved clarity. The key proposals include consolidation of
Currently, client-level limits for index options use Future Equivalent (FutEq) or delta- adjusted values, while TM limits are calculated using
The paper consolidates regulatory guidelines issued since the last Master Circular of 30th May 2024, covering registration, onboarding, KYC, ongoing compliance,
It has been observed that fraudsters/unregistered persons have been perpetrating frauds in the securities market by way of misleading/ manipulative
As per existing provisions, investors must submit a copy of FIR/police complaint/court order, publish a newspaper advertisement, and provide separate
